“There is no doubting the quality of everything you put in front of us. You are streets ahead of anything else we receive!” UK Compliance Officer & MLRO
We provide firms with a comprehensive Compliance Documentation Framework comprising Compliance Manual and supporting policies, including those required for CASS compliance. We don’t write door-stops or shelf-fillers – our documentation is succinct, practical and rules-driven, tailored to be used in your business and to your own circumstances. We can also help you to design and implement, with you or with others, operational procedures that ensure your business stays In Compliance.