“An easy, one stop, comprehensive reference library – by far the most accessible of its kind” UK Partner, Investment Management.

We track output from FCA weekly and keep a close eye on other relevant agencies. Regulatory changes can be buried in the volume and detail of compliance consultation, guidance, policy statements, even web-site updates, so we look at numerous press releases, speeches, notices and technical papers; but we only include an item in the REIT (yes, it’s a compliance pun) if there’s something an investment manager needs to do, or will need to do, to stay “In Compliance”.

Each REIT is a link to a GOLDCOMPLY open register containing a table of monthly updates. You can access the detail paper via hyperlink and export all the records to excel or pdf. Each REIT provides a monthly summary of the forward agenda for investment management compliance.

We don’t spam our content to all and sundry. So if you work for a FCA regulated firm, please complete the form on the right to register for our monthly regulatory updates.