Set the standard for compliance with GOLDCOMPLY, our cloud-based regulatory platform service.

GOLDCOMPLY delivers rich technical compliance content, documents, registers and a comprehensive assurance framework, built with technology used by over 250 investment firms. Optional modular applications for Client Money & Assets (“CASS”), Risk Management, training and service provider due diligence can be added to the core GOLDCOMPLY functionality.

We help firms build compliant work-flows to meet regulatory requirements, establish affirmation and monitoring processes across their organisation. Using our custom CASS module, we help firms build FRC CASS audit matrices, integrated with their risk and control framework.

GOLDCOMPLY is adaptable and easy to use for firms and employees, delivering a secure, auditable and effectively organised compliance framework. The modular technology allows its use beyond Compliance, to provide an enterprise technology platform for firm-wide document management, housing operating procedures and business workflows.

GOLDCOMPLY is the regulatory technology platform that provides confidence the firm is In Compliance.

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