A relationship-driven regulatory consultancy built on delivering straightforward compliance advice, assistance and assurance .
Ellis Wilson has experience across asset management firms from Alternatives, through Discretionary Managers to UCITS managers covering investment management, distribution and product manufacturing for professional and retail investors. We are specialist Client Money and Assets (“CASS”) compliance consultants providing CASS advice, assistance and assurance to many types of financial services firm, including assistance with FRC CASS Audit risk matrices.
We have comprehensive industry knowledge, having worked for the UK regulator, within asset managers and banks in senior compliance and project roles and over 20 years’ experience as regulatory consultants. We know compliance and how to embed regulatory standards and conduct into your business.
No-one does compliance. We help firms be In Compliance.
