A relationship-driven regulatory consultancy built on superior yet straightforward application of our combined knowledge and experience.
Ellis Wilson is a relationship-driven, regulatory consultancy practice delivering superior, yet straightforward compliance advice and assurance focused on the investment management sector. We have experience across asset management firms from Alternatives, through Discretionary Managers to UCITS managers covering investment management, distribution and product manufacturing for professional and retail investors.
We have comprehensive industry knowledge having worked for the UK regulator, within asset managers and banks in senior compliance and project roles and have over 20 years’ experience as regulatory consultants. We know compliance and how to embed regulatory standards and conduct into your business.
No-one does compliance. We help firms be In Compliance.