Kim Ellis, Director

Kim had over 8 years’ experience as a Senior Regulatory Consultant before co-founding Ellis Wilson Limited. She also held a Senior Compliance oversight role with a global investment manager, designing and implementing compliance assurance programmes for their senior management team.

Kim has a deep knowledge of FCA Conduct, Best Execution, SYSC, Financial Crime and Client Assets requirements and has worked with all types of asset manager including discretionary private client and wealth, alternative, UCITS managers, OPS firms and fund administrators.

She has helped establish operational risk oversight programmes and been instrumental to the implementation of the latest new regulatory requirements for firms including MiFID II.

To contact Kim,

call +44 (0)203 1461864

mobile: +44 (0) 7908 882482

e mail: kim@elliswilson.co.uk