We track output from FCA and ESMA weekly. Regulatory changes can be buried in the volume and detail of compliance documentation so we look at numerous press releases, speeches, notices and technical papers; but we only include an item in the REIT (yes, it’s a compliance pun) if there’s something an investment manager needs to do, or will need to do, to stay “In Compliance”.
Each REIT is an Excel workbook that can be filtered by month according to our 14 point compliance framework. That provides a concise, focused and action-based summary of recent regulatory news.
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